Trading and Broking Operations Level 2: Role of Trading Members in Clearing and Settlement

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Trading and Broking Operations offers a comprehensive introduction to the operational and regulatory aspects of trading in Indian financial markets, with a special focus on the roles and responsibilities of brokers. From account opening procedures to trade execution, the course equips participants with a clear understanding of how brokers facilitate market access, investment services, and compliance processes.

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₹ 500/-
This course includes:

2 Hours of learning content

1 months access

Completion Certificate

English

Who Should Take This Course?

This course is designed for:

Students pursuing finance, commerce, or business administration

Back-office Executives, Trading Desk Associates, and Operations Analysts

Employees in depositories, clearing corporations, or RTAs

Professionals working in stockbroking, wealth management, or retail trading arms of banks or NBFCs

Offered by: NISM

Assessment Test: NA

Pass Percentage - NA

What’s In It For You?

Clearing Process

Types of members (PCM & TCM)

Custodian

Clearing Bank

Depository Participant

Clearing and Settlement Process

Settlement

Securities Settlement

Funds Settlement

Auction Including Internal Auction and Close Out Position

Corporate Action Adjustment in Derivatives

Looking for Help?

Helpdesk

02192-668492/8493

Timings: Monday to Friday 9:30 AM till 5:30 PM

(Helpdesk will remain closed on public holidays).

elearning@nism.ac.in