Securities Operation and Risk Management - Faculty Development Programme

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This self-paced course on Securities Operation and Risk Management equips you with applied, regulatory, and operational insights into India’s securities markets, covering market functioning, roles of investors, issuers, and intermediaries, trade life cycles, clearing and settlement, risk management frameworks, and investor protection mechanisms. Whether you are strengthening your conceptual understanding or aiming to integrate practical market insights into teaching and professional practice, this course bridges academic learning with real-world applications of India’s securities markets, enabling you to align classroom learning with operational realities.
Access Restriction:
This course is exclusively for participants nominated by NISM under the Faculty Development Programme. If you are a faculty member and would like to know more, please contact deepak.sharma@nism.ac.in or enter your details in the Enquiry Form below.

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Preview this course
Free
This course includes:

9 Hours of learning content

1 months access

Completion Certificate

English

Who Should Take This Course?

This course is designed exclusively for faculty members from Higher Education Institutions (HEIs), as part of NISM’s ongoing partnerships with HEIs to introduce and strengthen securities markets education in classrooms.

Offered by: NISM

Assessment Test:Yes

Pass Percentage - 60%

What’s In It For You?

Introduction to Securities Market, Money Market and IFSC

Market Participants in Securities Market

Broking Operations: Trade Life Cycle

Risk Management: Client Collateral Management and Core Settlement Guarantee Fund

Clearing and Settlement Process

Investor Grievances and Arbitration Process

Other Services Provided By Brokers

Looking for Help?

Helpdesk

02192-668492/8493

Timings: Monday to Friday 9:30 AM till 5:30 PM

(Helpdesk will remain closed on public holidays).

elearning@nism.ac.in