Prohibition of Insider Trading Regulations
The Prohibition of Insider Trading Regulations course provides a clear understanding of insider trading regulations under the SEBI framework.
It explains key concepts such as UPSI, insiders, connected persons, trading windows, disclosures, code of conduct, internal controls, Structured Digital Database, penalties, and real-world case applications.
₹500/-
This course includes:
2 Hours of learning content
1 months access
Completion Certificate
English
Who Should Take This Course?
Students interested in learning about SEBI PIT Regulations.
Professionals working with capital market intermediaries.
Offered by: NISM
Assessment Test: Yes
Pass Percentage - NA
What's In It For You?
Foundations of Insider Trading Regulations
Applicability of PIT Regulations
Understanding Unpublished Price Sensitive Information (UPSI)
Trading Windows
Code of Conduct and Disclosures
Internal Control Mechanism
Informant Mechanism
Enforcement, Penalties, and Redressal
Simulated and Real Cases
Compliance Best Practices
Sample Certificate
Looking for Help?
Helpdesk
02192-668492/8493
Timings: Monday to Friday 9:30 AM till 5:30 PM
(Helpdesk will remain closed on public holidays).
elearning@nism.ac.in